Paternal Provisioning versus Mate-Seeking in Human Populations
by Prof. Edward M. Miller
Professor of Economics and Finance
University of New Orleans
from Personality and Individual Differences, Vol. 17, August 1994
Paternal investment theory
suggests that in cold climates males were selected for provisioning, rather
than for mating success. In warm climates, where female gathering made
male provisioning unessential, selection was for mating success. Male hunted
meat was essential for female winter survival. Genes that encouraged mating
success were selected for in warm (was cold) climates. Negroids (blacks)
evolved in warm cold climates, while Caucasians (whites) and Mongoloids
(Asians) evolved in colder climates. Mating is assisted by a strong sex
drive, aggression, dominance, sociability, extraversion, impulsiveness,
sensation seeking, and high testosterone. Provisioning is assisted by anxiety,
altruism, empathy, behavioral restraint, gratification delay, and a long
life span. Explanations are offered for racial differences in many personality
characteristics, hormone levels, monamine oxidase levels, testosterone
levels, lactase dehydrogenase metabolic paths, life spans, prostate cancer
rates, hypertension, genital (penis and testes) size, vocal frequencies,
liver size, muscle structure, mesomorphy, bone density, sports performance,
crime rates, rape, child abuse, earnings, age at first sexual activity,
AIDs, illegitimacy, divorce, marriage, and polygyny rates. Eye color correlations
are discussed. Negro family structure in the Caribbean and the U.S. may
reflect selection in Africa during hunter-gather times. Comparison is made
with differential K theory and father absence theories.
Key words: race, climate, evolution, personality, polygyny,
aggression, provisioning, mating, dominance seeking, paternal investment
Rushton (1985, 1987, 1988, 1989b, in press) and Ellis (1987) have drawn
attention to the existence of many racial differences, including behavioral
ones, and shown that they were frequently arranged in the order Mongoloid,
Caucasoid, Negroid (or Negroid, Caucasoid, Mongoloid, depending on the
trait). The differences Rushton drew attention to include twinning rates,
(Negroids first, Caucasoids second, Mongoloids third), intelligence (Mongoloids
first, Caucasoids second, Negroids third), various differences in aggression,
dominance seeking, impulsivity, extraversion, sexual behavior, genital
size (Negroids first, Caucasoids second, Mongoloids last), extent of altruism,
and behavioral restraint (Mongoloids first, Caucasoids second, and Negroids
last), and timing of birth, menarche, birth of first child, and death (Negroids
earliest, Caucasoids second, Mongoloids last).
Rushton explains his observations by a version of r versus K selection
theory. The terms r and K come from population biology, where r is a population's
maximum growth rate, and K is the environment's carrying capacity. K selected
species have been selected for success at competition with conspecifics.
Species selected for fast reproduction with low ability to compete are
called r selected. Rushton extends the idea to human populations. He argues
that Negroids are the least K selected among human populations, Mongoloids
the most K selected, and Caucasoids in between. This idea has produced
considerable scientific (J. Anderson, 1991; Flynn, 1989; Leslie, 1990;
Lynn, 1989; Roberts & Gabor, 1990; Silverman, 1990; Weizmann, Wiener,
Wiesenthal, & Ziegler, 1990; Zuckerman, 1991; Miller, 1993) and popular
controversy (Gross, 1990; Pearson, 1991, Chap. 5; Lerner, 1992, pp. 139-147),
to which Rushton (1989a, 1990a, 1990b, Rushton & Ankney, 1993) has
responded. Chisholm (1993) has also applied life cycle theory to humans,
arguing that early experiences with the correlates of high death rates
affects the allocation between mating and parenting.
This paper will propose an alternative explanation to differential K
theory. Like differential K theory, it will be derived from a standard
biological theory, parental investment theory. In some species, males devote
more effort to seeking mating opportunities. In other species, they devote
more effort to assisting their offspring. In each species, males evolve
to use the strategy that most promotes their fitness. Which strategy most
promotes their fitness depends on the effect of paternal investment on
offspring survival and fitness, and on the opportunities for obtaining
reproductively successful additional matings (Katz & Konner, 1981;
Clutton-Brock, 1991). Likewise, within the same species different populations
have been selected for different positions on the paternal investment versus
mating effort continuum.
In humans, an especially important form of paternal investment is provisioning,
bringing the mother and child food. Offspring's benefit from provisioning
depends on climate. In warm climates, females typically can gather enough
food for themselves and their children. In cold climates, hunting is required
to survive winter, and females typically do not hunt (other than for easily
captured small game). Hence, offspring survival requires male provisioning
in cold climates. Thus, cold climate males were selected to devote more
efforts to provisioning, and less to seeking matings. In warm climates,
such male provisioning was not essential, even if desirable. Thus, warm
climate males who devoted more efforts to seeking mating opportunities,
and less to provisioning, left more offspring. This theory can explain
many of the known racial differences.
Paternal investment theory's chief advantage is its specificity as to
the traits populations should exhibit. It makes specific testable predictions
(which are generally sustained) as to how cold-adapted populations and
tropical populations should behave. In contrast, Rushton's and Ellis's
differential K theories, after stating that Mongoloids are most K selected,
and Negroids least, are very vague as to why this is. They fail to predict
how other races (Malays, Australian aborigines, Polynesians, etc), or populations
within the major races, should differ (J. Anderson, 1991; Miller, 1993).
To limit this paper's length, a detailed treatment of the evidence for
the racial differences discussed will not be attempted. The reader can
find relevant references in Ellis (1987, p. 159) and in Rushton's papers
(especially 1987, p. 1019, 1989a, p. 9) and in Rushton's forthcoming book
(in press). The author has checked most of these. Although many of the
individual studies could be improved on, the racial differences do appear
to be as Rushton and Ellis depict them. Strong evidence as to whether most
racial differences in behavior are of environmental or genetic origin is
lacking. While cultural explanations have been proposed for many of the
behavioral differences, (but not for the morphological, or biochemical
ones), there is not space to discuss them here. Occasionally, when new
evidence has appeared since Rushton and Ellis wrote, it will be noted.
This paper combines several generally accepted ideas from different
disciplines. It accepts the evidence from human behavior genetics that
most personality traits have an inherited component (for instance Eaves,
Eysenck & Martin, 1989; or Bouchard, Lykken, McGue, Segal, & Tellegen,
1990, or Rushton, in press, chap. 4). From biology and population genetics,
it takes natural selection. From physical anthropology, it takes the theory
that humans have been separated into races long enough to have evolved
somewhat different appearances, many of which can be traced to climatic
differences. From sociobiology, it takes the idea that males differ in
the extent to which they devote their efforts to mating versus parenting,
and that basic human behavior traits evolved during the hunter-gatherer
99% of human history (Barash, 1977; E. Wilson, 1975). It extends this by
arguing that cold weather hunter-gatherers evolved into Mongoloids and
Caucasoids, and tropical African hunter-gatherers into Negroids, and that
differences in morphological and behavioral gene frequencies can be explained
by the climatic differences during hunter-gatherer times.
In many species, much male behavior consists of competition for females
(Barash, 1977; Wilson, 1975; Trivers, 1972). This seems to be true of humans.
Standard sociobiology explains differences between human male and female
behavior by contrasting the male's ability to father children by several
females with the female's inability to have children by more than one male
at a time (Symons, 1979; Hrdy, 1981). Thus, men evolved to exploit any
impregnation opportunities that arise, while women direct their copulations
to males who are willing and able to invest in them and their children.
Thus, in discussing male behavior across species, biologists argue that
males evolved a trade-off between paternal investment and mating efforts
that maximizes their inclusive fitness for that environment (Draper, 1989,
pp. 149-150). The argument generalizes easily to explain differences in
male mating and paternal investment within a single species, such as humans.
Under some conditions males leave more descendants by devoting more
energy to seeking copulations (an endeavor that often includes prestige
seeking), and relatively less to provisioning their offspring. In these
conditions, selection will be for such characteristics as high sex drive,
aggression, a mesomorphic body build, and large testes. In these conditions
females can raise children with only limited male provisioning.
In other circumstances, males are selected for extensive provisioning
of their children. This normally implies less energy being devoted to seeking
matings for two reasons. First, energy and resources devoted to seeking
additional matings would be diverted from provisioning their mates and
children, thus reducing the number of surviving children. Secondly, added
matings would frequently produce children able to survive only if resources
were diverted from the father's other children. The net gain in surviving
offspring would be small, or even negative. The first effect of devoting
more energy to mating is to reduce total male investment in offspring,
while the second spreads it among more offspring, reducing per capita investment.
I will argue that selection for male provisioning is especially common
in climates with cold winters, where large game hunting is required for
survival. Children of males who failed to provision would often not survive
the winter.
Physical anthropologists can explain many racial variations as climatic
adaptations (Baker, 1974; Coon, 1965, 1982; Krantz, 1980; Roberts, 1978).
For instance, in northern latitudes, winter ultraviolet radiation intensity
is low, and pale skin permits maximum vitamin D production. In low latitudes,
there is a risk of excess vitamin D production and sunburn. Here dark skin
is optimal (see Robins, 1991). Likewise, variations in adult ability to
tolerate lactose has been interpreted as partially an adaption to low levels
of ultraviolet radiation (Durham, 1991). Lynn (1991b) has contrasted the
hunting required for survival in cold climates, in which Mongoloids and
Caucasoids evolved, with the tropical gathering. He used this to explain
the racial intelligence differences he had earlier documented (Lynn, 1991a).
Here, this difference in reliance on hunting will be used to explain many
other behavioral differences.
The reader will probably have little difficulty in accepting that Negroids
evolved in the tropics, and Caucasoids and Mongoloids in colder climates.
However, some may wonder why the Mongoloids are considered to have evolved
in a colder climate than did the Caucasoids. One reason is that certain
Mongoloid features (a stocky body build, and distinctive eye folds) appear
to be adaptations to arctic conditions (Baker, 1974; Coon, 1965, 1982;
Krantz, 1980; Roberts, 1978).
Admittedly, Europe is also cold. However, it is believed that farming
started in the Middle East and then spread with the farmers' migration
into Europe. This conclusion comes from archaeology and a northwest to
southeast distribution of certain genes (Menozzi, Piazza, & Cavalli-Sforza,
1978; Piazza,1993; Sokal, Oden, & Wilson, 1991). The latter suggests
a population movement, rather than merely technology diffusion. The result
is that some European ancestors were Middle Eastern hunter-gatherers, rather
than hunter-gatherers who had evolved where the populations now live.
Richard Lee (1968, pp. 42-43) in the widely cited Man the Hunter book
emphasized that most calories eaten among typical (tropical) hunter-gatherers
come from gathering, leaving the impression that gathering was the primary
subsistence mode for the ancestors of most peoples. However, this really
held only for the well studied inhabitants of warm and tropical areas,
which are the majority of surviving hunter-gatherers. He reports that "In
warm-temperature, sub-tropical, and tropical latitudes, zero to thirty-nine
degrees from the equator, gathering is by far the dominant mode of subsistence,
appearing as primary in 25 of the 28 cases." He found that 6 of the
8 societies whose latitude exceeded 60 degrees relied primarily on hunting.
Eskimos (Inuits) are classic examples. In cool to cold temperature latitudes,
from 40-59, degrees fishing was the most common subsistence mode. Temperature
tells the same story, "Hunting is primary in three of the five societies
in very cold climates (annual temperatures less than 32 F0.), fishing is
primary in 10 of the 17 societies in cold climates (32-50 F0.): and gathering
is primary in 27 of 36 societies in mild to hot climates (over 50 F0.)."
Fishing (usually male) appears to be a relatively recent development
(Washburn & Lancaster, 1968, p. 294). In earlier times, before the
most fertile mid-latitude lands were cleared for farming, there was probably
more mid-latitude hunting. The hunting of large sea mammals from boats,
so important to Eskimos, developed relatively recently.
Especially significant in the Lee tabulation (p. 43) is the absence
of any predominantly gathering society above 500 latitude. Gathering is
the primary way a single mother can feed her family.
The above tabulations suggest that ancestral Negroids relied on gathered
vegetable material and ancestral Caucasoids and Mongoloids relied on animal
matter from hunting and fishing. Supporting evidence is provided by blacks'
greater current salt retention compared to whites (Luft et al., 1991).
Presumably, the lower salt content of the prehistoric low meat African
diet, combined with greater sweat loss, selected for salt retention.
Another piece of evidence consistent with the environment of evolutionary
adaptation for Caucasoids involving more meat eating than Negroids' original
environment is that the Negroids' livers are smaller (Lewis, 1942, p. 276).
The liver' s function is to produce bile, which is used in fat digestion.
A diet lower in fats (which are much more common in animal foods) would
requires less bile for digestion.
The obvious problems of hunting while pregnant or with a small child
assure that males do the hunting (for other than small and slow game) in
virtually all societies (Friedl, 1975, p. 16-18; Watanabe, 1968).*(1) In
climates typical of those now prevailing north of 500 a woman would have
difficulty raising children without male supplied meat.
An example of women hunting small game is provided by the Twi of Melville
Island, Australia (Goodale, 1971, pp. 151-169). They commonly hunt lizards,
snakes, crabs, rats, and opposum and bandicoot. The last two are small
animals found sleeping in logs or hollow trees, and typically are easily
killed where found (i.e. without pursuit). In northern climates most such
small animals would be hibernating during winter, or would be rare then.
The Hadza of Tanzania are typical tropical hunter-gatherers. Woodburn
(1968, p. 52) describes the abundance of game and other food, stating,
"For a Hadza to die of hunger, or even to fail to satisfy his hunger
for more than a day or two, is almost inconceivable."
Barnard and Woodburn (1988) noted that, "In all known hunter-gatherer
societies, with immediate return systems, and in many but not all, hunter-gatherer
societies with delayed return systems, people are almost always able to
meet their nutritional needs very adequately without working long hours."
If gathering permits this, one would expect that women could adequately
feed themselves and their children without male provisioning. Most tropical
hunter-gatherer societies are immediate return ones.
Gardner (1972, p. 414), in describing the Paliyans, a foraging people
of India, has pointed out that, "In normal times Paliyan men and women
spend a bare three to four hours a day obtaining food and evidence no anxiety
whatsoever about its supply." Single individuals are able to feed
themselves easily, and married couples may not feed each other. Male provisioning
is clearly not necessary. Not surprisingly, with the parties not needing
each other economically, "the usual situation is one of fragile, often
serial, unions, terminated quickly by the offended party when conflict
arises" (p. 419).
A similar impression is left by descriptions of other tropical hunter-gatherer
societies. Lee & DeVore's famous Man the Hunter is often summarized
as showing that most calories come from gathering, not hunting, that most
gathering is done by females, and that hunter-gatherers need spend only
a relatively small part of their time in gathering. Taken together, these
facts imply that a woman can feed her family with little male assistance.
This suggests that males would leave more descendants by focusing their
efforts on mating rather than on provisioning.*(2)
Now consider a cold climate, such as prevailed where the northeastern
Mongoloids (Chinese, Japanese, Koreans) are believed to have evolved. Even
now these areas have cold winters. During the last ice age they were much
colder. Their people's physical features evidence numerous cold adaptations
(Coon, 1965, 1982; Krantz, 1980; Roberts, 1978).
Although winter is only part of the year, it is the season animals have
the greatest difficulty surviving. Most plant foods disappear (fruits,
berries, edible leaves). Hunting becomes more difficult. Most animals time
their reproductive cycles so there are no winter young or eggs. Eggs and
young were the easiest animal protein for primitive men and women to obtain,
since they were immobile or moved too slowly to escape. Many adult animals
migrate (birds) or hibernate to escape the winter food shortage. Frozen
ground prevents humans from digging for tubers and ice prevents or complicates
fishing. Snow cover makes it hard to find fallen nuts or tuber locations,
and makes walking much more difficult (Jochim, 1976, p. 138). Winter has
severe weather episodes in which it is unsafe to leave shelter to hunt.
Also, winter cold increases the body's food requirements (Kleiber, 1961,
p. 164, p. 239). Finally, winter is a time of short days (Torrence, 1983,
emphasizes this). Thus, the very period when food is needed most is also
when it is scarcest, hardest to acquire, and the time for gathering it
is least.
Admittedly, there could be geographical circumstances where winter is
easier. Many ungulates (such as elk) in mountainous areas winter in the
lowlands. Possibly this concentration, aided by ease of tracking in snow,
could make winter an easier time for survival. However, males would still
be expected to be the sex that took advantage of this situation.
Jochim (1976, pp. 141-143) has estimated food consumption for German
mesolithic foragers by seasons. Plants (female gatherable) are estimated
to be 30% for spring and summer, 23% for fall, but zero in winter.
In northern climates a female cannot be self supporting. A female would
avoid marriage to a hunter already supporting another's family. Even if
married to an excellent hunter, a second wife (receiving half of his support)
would probably be poorly provisioned. Cold climates lead to environmental
monogamy (Alexander, Hoogland, Howard, Noonan, and Sherman, 1979). Males
evolve drives that encourage family provisioning, and discourage competing
for mates.
Large game hunting often requires cooperation by groups of males. A
male who doesn't have the cooperation of others is likely to bring home
less meat, and to leave fewer descendants. Variability in hunting success
makes it desirable to hunt in groups that share their kills. Withdrawal
of cooperation by other males is a likely penalty for trying to impregnate
another's wife. In such circumstances, the drives that lead to seeking
multiple mates are selected against.
Of course, in a warm climate hunting groups are likely to exist and
a philandering male may be penalized by exclusion from the group, or less
cooperation. However, with opportunities for gathering and hunting small
game abundant at all times, the penalty of loss of participation in the
large hunts is less severe, and the selection against mating drives weaker.
Why presume that primitive hunters could not kill enough food to carry
multiple females through the winter? After all, there is a lot of meat
on even a single ungulate carcass. If game were abundant enough for a typical
hunter to support more than one wife, population would grow. It would grow
until the pressure on the game resource had reduced the yield from hunting
to where one hunter could typically support only a single wife and offspring.
The argument is the standard Malthusian one.
Although Man The Hunter is usually cited as showing that hunter-gatherers
can feed themselves with a short work day, this appears true only of the
tropical peoples discussed. That book also contains Balikci's (1968, p.
82) discussion of the Netsilik Eskimos, who had a 10% loss of life from
starvation in two years. The inland Eskimos appear to be able to support
only one family per male (Alexander et al., 1979). Other northern hunter-gatherers
such as the Ainu appear to have monogamy as the typical pattern, even if
a few males have more than one wife.
Other descriptions of northern hunting peoples emphasize the difficulty
of the life and the risks of starvation. For instance, Rogers (1972, p.
104) in his discussion of the Mistassini Cree, American sub-Arctic natives,
states that, "Securing sufficient food is a constant problem and a
never ending concern. Times of starvation are vividly remembered."
He also states that the gathering of vegetable foods is minimal. In such
an environment a typical male could not support more than a single female.
Any inadequate provisioning of her offspring could reduce his reproductive
success.
Likewise, Nelson (1973) discusses how those Kutchin (north Alaska) who
remembered the old ways emphasized hardships and lack of food. He reports
that similar attitudes to the past are found among other Athapaskan people.
Emphasis is placed on far north people because Ice Age Europe and Asia
had climates similar to these peoples' current homes (Soffer & Gamble,
1989; Scott, 1984).
Admittedly, a female without a "husband" would probably receive
some meat from brothers, other family members, and other band members.
In contemporary hunting bands game is usually shared with other band members
(Hawkes, 1993). Even unmated females get some. Such a meat sharing system
is very useful in spreading the risks of the hunt among families (Hames,
1990). In the short run, this clearly supplies some meat to women without
husbands. However, it is likely that in the long run a female unattached
to a male hunter would suffer. Adverse effects are most likely during occasional
famines, when social traditions of sharing are likely to break down. Then
band members are likely to give priority to their own offspring. One possible
mechanism is through the more successful hunters joining bands with fewer
non-related dependents, where their own families would be better provisioned.
Thus, in time of famine, poor provisioning by a father would affect his
children's survival. The sharing systems observed among current hunters
probably evolved relatively late, after an earlier system in which males
gave priority to themselves and their families. While sharing may moderate
regional differences in the consequences for offspring survival of male
provisioning, they are unlikely to eliminate them.
There appear to be several traits that contribute to success in mating
competition. A strong sex drive would lead to more matings. A strong Coolidge
effect (in which women other than regular sex partners were considered
unusually attractive, see Symons, 1979, p. 209) would encourage taking
additional wives, matings with other men's wives, and rape. Efforts to
mate with other men's wives involves risks of retaliation. Thus, aggressiveness,
impulsiveness, and lack of fear would contribute to leaving more descendants.
If one were to have only an occasional mating with certain women, greater
sperm production would lead to leaving more children. If males frequently
succeeded in mating another's wife, a high sperm production and strong
sex drive would lead to leaving more offspring.
Empathy with others is not conducive to extra-marital relationships
or even to taking additional wives. For instance, strong sympathy for one's
children is likely to lead to devoting spare resources to them, rather
than using the resources to purchase sexual access through prostitutes,
concubines, or extra wives. Likewise, if extramarital intercourse violates
social mores, a strong tendency to follow social mores is not conducive
to extra-marital access.
The above paternal investment theory makes a number of interesting predictions
about the mating patterns of hunter-gatherer populations in warm versus
cold climates.
Because agriculture was adopted relatively recently, differences that
emerged during the hunter-gatherer stage should have survived into the
ethnographic present. The above suggests that personality and behavior
differences among modern populations should be correlated with the winter
temperatures where they evolved. Tropical populations would be selected
for greater mating efforts and lower paternal investment. In cold climates,
the opposite would be true.
Ideally, analysis would use data expressed as behavioral clines drawn
from data on many different populations. (A cline is a line connecting
points of equal values for observations, such as lines on a weather map.)
Unfortunately, such data is rare. Admittedly, some data is available from
physical anthropologists' studies of specific populations, and from the
ethnographic record, coded in the Ethnographic Atlas (Murdock, 1967).
However, some population level studies do exist using such data. Wolfe
and Gray (1982) found a correlation between the extent of polygyny and
the height of males and females. This is easily explained by the taller
males having an advantage in acquiring mates, which leads to greater selection
for height in polygynous societies. Wolfe and Gray were surprized not to
find clear evidence of greater sexual dimorphism is such societies, which
they expected from the animal evidence. However, in humans it is known
that most genes that affect height appear to affect both males and females
equally (excluding the obvious exception of those carried on the X or Y
chromosomes). What they regarded as a puzzling correlation between polygyny
and female height is easily explained. If taller males leave more offspring,
the mean height of both males and females will be raised, leaving sexual
dimorphism little changed.
Wolfe and Gray used a code for the extent of father-infant proximity
in the first year of life as a measure of male parental investment. They
found that this correlated to a statistically significant degree with measures
of polygyny (Table 8.1), and with male and female heights. Since it is
unlikely that height causes differences in marriage patterns, it is more
plausible that sexual selection has affected the frequencies of genes for
height, and possibly for a measure of paternal investment (if that is subject
to genetic variability). For these effects to have appeared, the differences
in marriage patterns must have persisted long enough for natural selection
to have acted. Although Wolfe and Gray did not notice this, this is the
first clear evidence that sexual selection has played a role in the evolution
of differences in gene frequencies among human populations.
Studies of the above type can be done for only a few variables. As Wolfe
and Gray (1982, pp. 206-207) report, "Our search of the literature
of cross-cultural codes revealed no codes that directly rate societies
on the degree of male parental investment. This lack of codes is partly
due to the fact that ethnographers rarely had a theoretical orientation
in which the problem of male parental investment was of central concern
and therefore rarely collected data on this problem."
However, various physical variables do correlate with climate, among
which are skin color, shape of nose, body mass and shape, etc. These highly
visible surface features include the variables usually used for racial
classification. It appears that Negroids evolved in the warmest climate
(tropical Africa), Mongoloids in the coldest (the North China-Siberia area),
and Caucasoids in intermediate climates (Europe and the Middle East). These
areas are separated from each other by barriers to gene flow. The Sahara
partially isolates tropical Africa. During the ice ages, the Himalayan
ice sheet separated the Caucasoids from the Mongoloids.
Limits on gene flow between different areas (although not complete)
permitted populations in each region to develop somewhat different morphology
and behaviors. Each evolved in their respective environments so as to produce
the largest numbers of descendants. Each of the major races of mankind,
Negroid, Caucasoid, and Mongoloid, is itself composed of numerous separate
populations. In the absence of detailed information on personality in a
large number of localities around the world, the best way to look for evidence
of personality varying with climate is through examining racial variability.
Rushton and Ellis have assembled considerable racial information. (These
differences of course are related only to central tendencies, and any one
individual need not resemble his race with regard to any single trait.)
Theirs are the best summaries of non-morphological racial differences.
They deserve considerable credit for assembling this data. While they interpreted
their findings in differential K selection terms, their data can also be
used to test the male mating effort versus paternal investment hypothesis.
Let us start by taking the list of personality characteristics Rushton
assembled (1987, p. 1019; 1988, p. 1010; 1989a, p. 9; Rushton & Bogaert,
1989) and see whether a mating effort versus parental investment framework
can explain them. This can be done for most items.
Negroids are reported (by Rushton) to be the most aggressive and Mongoloids
least aggressive (Caucasoids intermediate). From a reproductive viewpoint,
aggression's benefits include leadership positions. These assist in obtaining
multiple wives, and frequently provide opportunities for extramarital relationships.
Aggression also produces children through rape. In warm climates, where
extra wives can be self-supporting, there are clear reproductive benefits
to additional wives. In cold climates, lower survival of children by the
first wife will provide a partial or even complete offset.
The disadvantage to high levels of aggression is that it leads to injury
or even death, either in the course of the conflict caused by the aggression,
or through retaliation by victims or society. In all climates death eliminates,
and disability reduces, the chances of fathering additional children. However,
in cold climates, death and disability are more likely to lead to the death
of existing children, while in warm climates the mother is more likely
to be able to rear her children alone. This effect alone would make the
optimal position on an aggression-fearfulness continuum climate dependent.
Aggression also leads to interband raiding and warfare. These increase
sexual access to other bands' females. Direct access may be through rape
or wife capture. Indirectly, killing or defeating competing males reduces
mating competition. Wives are later obtained by courtship or exchange.
However, additional wives only contribute to reproductive success if
there is enough food to rear the resulting offspring. Where women supply
their own subsistence, warfare and wife capture can produce reproductive
gains. This is likely to be true in tropical areas. In cold areas, where
wives must be provisioned by hunting, additional children from captured
wives would divert scarce resources from other children, limiting the net
gain.
A defeat in interband conflict leads to deaths and injuries. In northern
climates, where the gains from success are small, and the losses large,
the relatively non-aggressive will leave more descendants. In tropical
climates, where the benefits are larger, selection will be for higher aggression.
While Rushton interprets aggression as a r characteristic, this is implausible.
Gould (1982, p. 367) argues, "Since member of K-selected species inhabit
the same niche and compete for population-limiting resources, it should
not be surprising that these animals regularly fight with each other for
control of those resources. Among r-selected species, on the other hand,
fighting would be a waste of their most precious commodity, time."
In essence, if resources are abundant, organisms will not benefit from
fighting. Destroying other individuals is only beneficial when it eliminates
competitors, which is to say in K conditions. In contrast, aggression appears
unambiguously useful for obtaining numerous matings, even if not for provisioning.
Very similar comments can be made regarding dominance, where Negroids
are reported to be the strongest seekers of dominance and Mongoloids least
(Caucasoids intermediate). Dominance seeking leads to more mating opportunities,
but also to death and injury, which reduces the survival of already born
offspring, especially where male provisioning is essential. If the extra
wives that dominance and prestige provide cannot be supported, the ability
to attract them gives little reproductive benefit.
Mongoloids are reported to be the most anxious, and Negroids least (with
Caucasoids in between). This is closely related to dominance seeking and
aggression, in that high anxiety deters dominance seeking and aggression.
The more prone an individual is to anxiety, the less likely he is to seek
additional matings beyond his first wife. It is usually not in the wife's
reproductive interest for him to either take additional wives, or to seek
extramarital relationships. She can be expected to have evolved to threaten
retaliation, and occasionally retaliate by leaving, attacking the offending
male, or enlisting the aid of her relatives or society against him. Conducting
an affair with another man's wife, or an unmarried chaste female, or rape,
all involve risk taking. Thus, where the optimal male strategy is to devote
less efforts to mating than to provisioning existing children, high anxiety
is selected for .
There are additional reasons for selection for high anxiety in cold
climates. One strategy for surviving the winter is food storage (see Miller,
1991). Food storage is practiced only (with exceptions) in societies whose
growing seasons are less than about 200 days (Binford, 1980). Anxiety about
food supply encourages storage, and discourages their too rapid consumption.
Where storage makes a difference, high anxiety is selected for.
Coon's descriptions (1971, p. 26-39) of hunter-gatherer housing shows
that simple domed houses and lean-tos are used by southern people, while
igloos, plank houses, and pit houses are used further north. Pit houses,
roofed holes, are common among northern hunters because they protect well
against intense cold. Houses in snowy areas can collapse with a heavy snowfall,
and cause loss of life, as well as leaving the inhabitants exposed to the
cold. Collapse of a tropical conical hut, or lean to, is only an inconvenience.
Anxiety would appear to encourage the construction of houses with adequate
safety margins, and possibly an early start to such construction. Thus,
anxiety would appear to promote reproductive success more in areas with
snow than in tropical areas.
Anxiety about being caught in a freezing storm, or away from a warm
campfire overnight is likely to promote survival in cold climates. Thus,
stronger cold climates selection for anxiety is predicted. (Nelson [1969]
mentions the caution and absence of thrill seeking in Eskimos).
Frequently, short term pleasures can be obtained by acting, but acting
requires risking adverse consequences. One who frequently takes advantage
of short term opportunities displays impulsivity. Those with high anxiety
levels are less likely to seek immediate pleasures. Thus, it is not surprising
that the ordering on impulsivity, Negroids highest, Mongoloids lowest (Caucasoids
in between), is opposite to the ordering on anxiety.
In particular, males frequently have the opportunity to father children
through extramarital relationships or rape. High impulsivity individuals
would be expected to more often act on these opportunities than would low
impulsivity individuals. Thus, impulsivity would be selected for where
a high mating effort contributed to fitness.
Closely related to impulsivity is the ability to delay gratification.
Mischel (1958, 1961c, 1971, p. 127) found a racial difference in preference
for delayed gratification. Trinidad Indians (i.e. India origin) children
would wait longer for a reward than Negro children, although he interpreted
this as reflecting the greater absence of fathers among the Negro children.
As is common in Negroid populations (see below), many of the Negroes lacked
a father in the home, while few Indians lacked a father in the home. Cultural
factors probably also play a role, since Grenada Negroes were similar to
Trinidad Indians (Mischel, 1961c). Delay of gratification was less in a
Trinidad industrial school for juvenile deliquents than in an ordinary
Trinidad school, supporting the theory that difficulty in deferring gratification
(such as choosing the immediate gratification obtainable from stealing,
risking a future punishment) contributes to criminal activity (Mischel,
1961a). Gratification delay in Trinidad Negroes was found to be positively
related to Harris's Social Responsibility Scale, which conceptualized responsibility
"as a composite of attitude elements reflecting behavior classifiable
as reliable, accountable, loyal, or doing an effective job" (Mischel,
1961a, b). Interestingly, the Trinidad Negroes scored much lower than a
similar aged (presumably predominantly white) US group, which Mischel (1961a,
p. 6) notes is "fully consistent with anthropological observations."
It is not known how heritable the ability to defer gratification is,
although most personality variables appear to have a significant degree
of heritability. However, in one experiment, using Barbadian Negroes in
the Cambridge area, the mother's delay of gratification (choice of large
bottle of instant coffee in a week or a small bottle now) was found to
be correlated with the child's violating or not violating a prohibition
in a temptation situation (Mischel & Gilligan, 1964, p. 412). This
suggests both behaviors are reflecting a heritable trait.
Difficulty in delaying gratification and impulsivity makes provisioning
more difficult. Provisioning requires suppressing the desire to eat in
order to bring food back to the family. In warm climates, not eating food
when available would merely deny the male forager the nutrition required
to compete with other males, since his children will normally be fed in
any case.
Also, a food storage strategy for surviving the winter requires deferring
gratification. The impulse to immediately eat available food must be resisted
to store it, and later the impulse to eat the stores must be resisted in
order to retain them for later use. Survival through the winter may require
not only storing food, but also storing fuel, making clothing, and building
shelters. These activities require resisting impulses to divert energy
to activities with shorter term returns (gathering non-storable food, drinking,
or even flirting). Thus, there are other reasons why seeking immediate
gratification and impulsivity would be selected against in cold climates.
Banfield (1974) has proposed that seeking immediate gratification among
the U. S. inner city poor (who tend to be Negroids) explains much of their
poverty. While he carefully denies believing in genetic differences (like
other writers of the time), it is plausible that this trait, like most
personality traits, has a genetic component. Furthermore, tropical environments,
such as that of Africa, are ones where hunter-gatherer populations are
described by Woodburn (1980) as "immediate gratification" ones.
He has described how for the Hadza of Tanzania, food is available in the
bush at any time, and that as a result there is little need to plan ahead
or to defer gratification. Thus, it is plausible that the immediate gratification
behaviors that Banfield blames for so many inner city problems may be a
continuation of tropical hunter-gatherer behavior.
Sociability assists in learning of, and exploiting, mating opportunities.
However, time spent socializing reduces the time available for gathering
food and for other parental investments. Sociability often involves remaining
near the camp where others are located, while provisioning requires leaving
to forage. Thus, selection for provisioning will reduce sociability.
It should be noted that if sociability leads to talking it would be
selected against in northern climates, where quiet is required for hunting.
Extraversion represents a combination of impulsivity and sociability
(Eysenck & Eysenck, 1985). Thus, extraversion will be selected for
where selection for seeking copulations occurs, and be selected against
in other areas. Thus, it is not surprising that Negroids rank highest in
extraversion, and Mongoloids rank lowest, with Caucasoids in between.
Rushton (1988, p. 1013) combined many of these characteristics and described
them in terms of behavioral restraint, with Mongoloids being highest in
behavior restraint, and Negroids being lowest (Caucasoids intermediate).
Behavioral restraint is not conducive to males seeking mating opportunities,
but is conducive to making high paternal investment, which frequently requires
resisting immediate gratification opportunities.
Criminal activity is closely related to behavior restraint, for which
the evidence is that Negroids are highest, Mongoloids lowest, and Caucasoids
in between (for documentation see Wilson & Herrnstein, 1985; Ellis,
1988, p. 532; Jaynes & Williams, 1989, chap. 9; Rushton, 1990a). Paternal
investment theory would explain high crime rates as resulting from high
aggressivity and low empathy, altruism, and rule following behavior, traits
that contributed to tropical reproductive success. A contributing factor
is that the racial ordering for intelligence (Mongoloids first, Caucasoids
next, and Negroids last [Jensen, 1987 on Negroids; see Rushton, in press,
for other references]) is opposite to those for crime, and criminal behavior
is known to be more common among the less intelligent. Intelligence differences
have been offered as explaining the racial differences in crime (Gordon,
1987).
If those selected for mating effort have higher levels of aggression,
lower behavioral restraint, and higher sex drives, it would be predicted
that rape rates would be higher. They are known to be higher in Negroids
than in Caucasoids (Brownmiller, 1975, pp. 213-216; Ellis, 1989, p. 94).
Child abuse is another form of crime. Abusing a child is the opposite
of investing in it. If cold climate fathers were selected for paternal
investment, their descendants should commit less child abuse. Caucasoids
do have lower child abuse rates than Negroids (Ellis, 1987, p. 159), and
Mongoloids the lowest (Ellis 1993, p. 171) .
The form of behavioral restraint most sensitive to natural selection
is sexual restraint. With regard to a wide range of sex related variables,
including marital instability, Rushton (1988) and Rushton & Bogaert
(1987) show that Mongoloids are the most sexually restrained, and Negroids
least, with Caucasoids intermediate. Sexual restraint is the ability to
resist opportunities for copulation. Males that devote their energies to
paternal investment have less energy left for seeking additional matings.
Two mechanisms could produce greater sexual restraint. The sex drives
(including those for seeking variety in partners) could be weaker, or the
inhibitions to sexual activity could be greater. That populations exhibiting
greater sexual restraint are also more restrained in other ways suggests
that part of the explanation is the greater inhibition (discussed above).
However, populations may also differ in the strength of sex drives.
Selection for a stronger sex drive (and for a stronger desire for variety
in partners) appears a more efficient mechanism for increasing mating effort
than merely selection for less restraint. Generalized mechanisms, such
as changing anxiety levels, might prove counterproductive in non-sexual
spheres. For instance, less anxiety might encourage taking excessive hunting
risks.
Simpson and Gangestad (1991) show that the strength of the desire for
numerous sexual partners (what they call sociosexuality) varies independently
of the strength of the desire for frequent sex. It is very plausible that
both are genetically influenced. They (Gangestad & Simpson, 1990; Simpson
& Gangestad, 1991) present evidence that sociosexuality varies with
personality dimensions that have been shown to possess heritable components.
Gangestad and Simpson (1990) argue that seeking separate partners, versus
making a commitment to one partner represent different reproductive strategies,
but fail to consider the possibility that the equilibrium percentage of
individuals following the different strategies may vary with the environment
(and hence with race).
A genetic influence on the drive for sexual variety is also suggested
by the greater male desire for variety. This is probably caused by the
effects of testosterone (or another sex related hormone) on some part of
the brain. Genetically controlled variability in the number of receptors
or the level of hormones could produce variability in the strength of the
desire for sexual variety across populations.
Rushton and Bogaert (1987) document differences in sexual behavior.
Besides a literature review, they reanalyzed the Kinsey data on sexual
behavior in American whites and blacks. This showed greater sexual activity
in blacks than in whites. For instance, the black frequency for coitus
in their first marriage was 3.83 times per week for those aged 21-25 versus
3.11 for similar whites. The more frequent intercourse within marriage
suggests differences in sex drive, rather than in a generalized restraint
(which should not affect the frequency of marital relations). Measures
of the extent and frequency of extra-marital sexual activity (p. 542) showed
more activity outside of marriage among blacks than among whites, with
all reported measures being statistically significant at the .001 level.
Most black working class females believe that a wife should expect running
around (Staples & Johnson, 1993, pp. 156-157). ". . .Black females
have their first full sexual intercourse some years earlier than the typical
White female." (Staples & Johnson, 1993, p. 77). Differences in
either sex drive or in social restraint could explain these differences.
Since age at first intercourse (Martin, Eaves, & Eysenck, 1977),
and age at first date, marriage, and first and second child appears to
be genetically influenced (Mealey & Segal, 1993), it appears appropriate
to consider hypotheses that population differences in sexual behavior are
also genetically influenced.
Differences in sexual restraint and in the number of sexual partners
predict racial differences in sexually transmitted diseases. Such differences
exist in the distribution of AIDS (Rushton and Bogaert, 1989). They had
earlier been reported for syphilis, where the negro rate (often approximated
by the rate for non-whites) is a multiple of the white rate, both in civilians
and in the military (Aral & Holmes, 1984, p. 130; Berg, 1984, p. 93;
Lewis, 1942, p. 158). The reported gonorrhea rate is 21 times as high in
blacks as in whites, although part of this difference may reflect better
reporting from the public clinics frequented by blacks (Aral & Holmes,
1990, p. 22). For the common herpes simplex virus -2, the antibodies at
ages 60-74 are found in over 80% of black females versus slightly over
20% of the white females (Aral & Holmes, 1990, p. 27). Pelvic inflammatory
disease (caused by the spread of gonorrhea and/or chlamydia to the upper
reproductive structures of women) is currently a major cause of female
infertility in parts of Africa.
The most plausible proximate explanation for racial differences in sex
drives is the possibility discussed below of differences in testosterone
levels at the relevant ages. Testosterone promotes male sexual activity
(Kemper, 1990, pp. 38-46).
One consequence of higher levels of puberty causing hormones could be
greater development of the sex organs. Rushton and Bogaert (1987) use the
Kinsey data to document longer penises and greater circumference of penises
in blacks than in whites. From other sources they find Mongoloids to have
shorter penises than Caucasoids. One condom manufacturer provides for larger
size condoms for Africa than for other areas, and the smallest size for
Asia (Wong, 1991). Mongoloids have smaller testes than Caucasoids (Short,
1984; Diamond, 1986).
It would be desirable to have good quality measurements of Negroid testes
size, because the theory that they have been selected for high mating effort
would predict larger testes in order to win at sperm competition. High
levels of polygyny, and accompanying sperm competition, would select for
large testes and high sperm production, especially allowing for the tendency
for the largest number of wives to occur late in life. Among the large
apes, the species that have multimale mating systems (notably the chimpanzee)
have larger testes (Short, 1981; Smith, 1984).
The available evidence, while not of the highest quality, does not confirm
this prediction. Ajmani, Jain, & Saxena (1985) found the scrotum diameters
in 320 Nigerian males to be greater than had been reported for Europeans,
as predicted. An American study of adolescents (Daniel, Feinstein, Howard-Peebles
& Baxley, 1982) reported "There was no significant differences
in testicular volumes between black and white adolescent boys. Any possible
simple correlation with race was not significant against the general variability
of testicular volume." No actual report is provided of the racial
averages, leaving the possibility that some difference was found. In any
case, a difference in adolescents might reflect only an earlier start to
maturation among the blacks. In addition, one early autopsy study actually
found lower testes weights in Negroids than in Caucasoids (Freeman, 1934).
Rushton and his colleagues explain these sex organ differences with
his differential K selection hypothesis. Yet it is not obvious that larger
penises (or clitorises or vaginas) lead to more offspring. Thus, they should
not be interpreted as r characteristics. More plausibly, they are a mere
by product of selection for high levels of sex hormones. The testosterone
surge at puberty enlarges the penis, and it is plausible that higher hormonal
levels would produce a larger organ. Testosterone increases the penis size
of castrated rats whether applied externally or injected (Wigodsky &
Greene, 1940). This makes it more plausible that racial differences in
penis size reflect hormonal differences.
There are racial differences in body build. Negroes have a more masculine
body build than Caucasians (Laska-Mierzejewska, 1982). The masculine body
build implies strong accentuation of such masculine characteristics as
a large chest, and muscular body. Negro soldiers (males) have been found
in two studies to be more mesomorphic (and less endomorphic) than white
soldiers, with the difference being more than one standard deviation (Damon,
Bleibtreu, Elliot, & Giles, 1962, Table 2).*(3). Simply put, mesomorphy
is the amount of visible muscularity. Such a body appears to have been
selected for conflict with other males. Notice, this observation is evidence
for paternal investment theory, since other theories do not predict that
the Negroid males will be more masculine.
However, the Japanese are relatively mesomorphic, both in Hawaii (Heath,
Hopkins, & Miller, 1961), and in Japan (Kraus, 1951). Thus, the extent
of mesomorphy appears to be one case where Ruston's generalization that
the Caucasoids fall between the Negroids and Mongoloids breaks down.
Hudson & Holbrook (1982) found lower mean fundamental vocal frequencies
in Negro males and females than others had found for whites. As is well
known (and found by them), males display a lower frequency (deeper voice)
than do females, and puberty deepens the male voice. This deepening is
generally attributed to testosterone. The deeper Negro voice may reflect
the influence of higher testosterone levels at puberty or prenatally.
An interesting set of statistically significant differences in muscle
characteristics has been found between black and white sedentary males
(Ama, Simonau, Boulay, Serresse, Theriault, and Bouchard, 1986). African
blacks were found to have less type I muscle fibers, more type IIa and
lower activities in enzymes catalyzing reactions in phosphagenic and lactase
dehydrogenase metabolic pathways. These were interpreted as likely to be
inherited, and suggesting that blacks would exhibit better performance
in sports requiring a short duration of exertion. Malina (1988) reviewed
the literature on childhood performance, and found that blacks excelled
in the dash, the standing long jump, the vertical jump, and the ball throw
for distance. All of these involve a short burst of exertion. Tests with
a bicycle ergocycle have shown Caucasians to have higher maximal O2 uptake,
a trait adapted for endurance activities. Also, Ama, Lagasse, Bouchard,
and Simonau (1990) reported better white performance (compared to black
West Africans) in the last 30 seconds of a 90 second knee extension exercise,
a result consistent with blacks making greater use of anaerobic energy
metabolism than whites. What would have selected for racial differences
in such traits?
Hunting is implausible both because Caucasoids are likely to have hunted
more than Negroids, and because hunting often requires prolonged exertion
to follow large animals. A likely explanation is male fighting, since fights
often involve short periods of vigorous exertion (after which the opponent
is hopefully defeated). Thus, Negroids appear to be selected more for fighting.
This would be consistent with their more muscular body build and higher
aggression. It is what would be expected if Negroids had been selected
to win mating competitions.
Blacks have denser and stronger bones than whites (Himes, 1988; Pollitzer
and Anderson, 1989). The disadvantage to higher density bones is higher
weight (more energy required for movement) and greater need for calcium.
The advantage is fewer fractures, and thus, lower mortality. The bone differences
can be explained if black males engaged in more intermale conflicts, and
those with stronger bones were less often injured. No other hypothesis
comes immediately to mind that can explain these density differences.
Worthy (1977, chapter 2; Worthy & Markle, 1970; see also Jones &
Hochner, 1973) has shown systematic differences in the sport positions
blacks and whites play. He argues that where the positions require reacting
properly to the opponents' actions, blacks are more successful, while whites
do better where the player initiates his own motions, as in baseball pitching,
marksmanship, or in shooting a basketball free goal. He reports a Negroid
relative advantage in the defensive position of an experimental game where
they had to react to their opponents' initiatives.
Worthy also correlated eye color with positions played. Dark eyed whites
are overrepresented in the same positions in which blacks are overrepresented.
In Worthy's theory, eye color plays a direct role. However, eye color also
varies with ethnic origin, with north Europeans having more blue eyes.
This suggests an Old World cline such that ability to react to opponents'
actions increases to the south.
What circumstances would have selected for these different abilities?
Survival in fights with other males would appear to depend on quick reactions
to opponents' moves. In contrast, a hunter usually stalks his prey and
then chooses the time to attack. Worthy's observations could be explained
if male reproductive success in colder regions varied with hunting ability,
while in the tropics it varied more with fighting ability. The eye color
differences could be explained if hunting was even more important in northern
Europe than in southern Europe, or if southern Europeans had interbred
more with farmers of Middle Eastern origin.
Possibly relevant evidence is provided by Coleman (1980). Successful
prone rifle shooters (who choose the moment of shooting) are the most introverted,
while successful rapid fire pistol shooters (who have very little time
to fire five shots, and have to move the pistol from target to target),
are very extroverted. Apparently personality correlates with what looks
like Worthy's reactive versus non-reactive distinction. Thus, an alternative
explanation for these racial differences would rely on selection for different
personality traits. Since tropical climates seem to select for both quick
reactions (as in fighting) and for extraversion, and cold climates for
the opposite, both theories predict a similar north-south behavioral gradient.
There are other intriguing reports of correlations of eye color with
behavior. Rosenberg & Kagan, (1987, 1988) and Rubin & Both (1989)
report that Caucasian children that are behaviorally inhibited ( a concept
related to introversion) are disproportionately blue eyed. While Rosenberg
& Kagan suggest several possible biological mechanisms for this effect,
a very plausible explanation is that north European children (more likely
to be blue eyed) are more behaviorally inhibited than South European children
(who are more likely to have brown eyes). Both eye color and behavioral
inhibition are believed to be genetically influenced. If the effect is
really biological with both eye color and behavior having a common cause
(a pleiotropic gene effect), it would be predicted that where one sibling
was blue eyed and one brown eyed, that the blue eyed one was more likely
to be behaviorally inhibited. If the genes for eye color and behavior were
associated merely because the ancestors of different children came from
different regions, there would be no sibling correlation. Unfortunately,
such a study has not yet been done.
An argument against Negroids having evolved for fighting is that they
show lower pain tolerance than other races (Worthy, 1977, pp. 123-124)
Negroids have shorter lives than Caucasoids, who have shorter lives
than Mongoloids. For instance, U. S. whites have a life span estimated
at 76.1 years versus 69.1 years for U. S. blacks (U. S. Department
of Health and Human Services, 1993). If testosterone shortens life
(Hamilton, 1948), as it appears to do (shown by the shorter life span of
males than females, and of normal males compared to castrated males), differential
testosterone levels could explain the life span ranking.
Part of the shorter Negroid life span reflects more violent and accidental
deaths, which could result directly from higher aggression. However, disease
causes most of the excess deaths. As a general rule, more polygamous species
have higher male death rates (relative to female rates), with much of the
difference being due to degenerative diseases (Daly and Wilson, 1988, p.
142). As discussed below, Negroids appear to be more polygamous than other
races.
An evolutionary biology theory of aging (Rose, 1991) holds that many
genes are pleiotropic (i.e. have more than one effect). The same genes
that contribute to longer life often impose disadvantages earlier in life.
In the simplest case, genes which delay degeneration (perhaps through directing
more energy to cell repair) also imply early life disadvantages (perhaps
through leaving less energy available for mating or for lactation). A longer
life can be purchased only at the expense of an earlier reproductive disadvantage.
Which genes are selected for depends on whether reproductive success is
facilitated more by a long life, or by early life success. This may depend
on whether selection is for high paternal investment or high mating effort.
Copulation precedes childbirth, while paternal investment follows childbirth.
Since death destroys a man's ability to help his children, longevity facilitates
paternal investing. Thus, if a father's death hurts his child's survival
chances, selection for a long life will be stronger than if children can
be raised without paternal assistance. Conversely, if an early death from
mating competition is going to eliminate any reproductive benefits from
slower degeneration later, the alleles that protect against degeneration
in old age will be less beneficial (Diamond, 1992, Chapter 7, especially
p. 132).
If a male does not obtain a mate when young, living longer will not
add to his descendants. Suppose the number of matings determines how many
descendants a man leaves. Then men are more likely to be selected for early
vigor and competitive ability, even at the expense of an earlier death.
Where males have been selected for mating competition, polygyny often emerges
(see below). For many men to have multiple wives, others must have no wives.
Thus, to perpetuate his genes in a polygynous society, a man must be ranked
relatively highly by those who control sexual access. Dominance and prestige
seeking would be selected for.
In a monogamous or nearly monogamous society, even undesirable men marry.
Suppose genes that handicap men in mating also contribute to a longer life,
and hence to greater offspring survival. Then carriers of these may leave
more descendants than worse providers who are better at mating, but who
still get only one wife. Genes for high testosterone probably shorten life
but may contribute to mating success through stronger muscles, higher sex
drive, and aggression. Many athletes shorten their lives by taking steroids
(essentially synthetic testosterones) to promote competitive success.
Thus, strong male sexual competition leads to a shorter life span. This
can be explained by paternal investment theory. In differential K theory,
earlier deaths (in advanced countries, Negroids die earlier than Caucasoids,
and Caucasoids earlier than Mongoloids) are interpreted as a result of
going through the life cycle quicker. A long life span is thus a K characteristic.
Races differ in average age at sexual maturity (Rushton and Bogaert,
1987, p. 537). Negroids mature earlier than Caucasoids, and Caucasoids
earlier than Mongoloids. Rushton interprets this as showing less K selection
in Negroids.
An alternative interpretation is that higher adult levels of sexual
hormones contribute to mating success. To have high adult hormone levels,
the levels must either start to rise earlier or the hormone levels must
rise more rapidly (or the rise must end later). Thus, it is likely that
in populations selected for high mating efforts, the young males at any
given ages will have more sex hormones. The process is illustrated in Figure
1.
If various behavioral and physical characteristics appear only when
the hormone levels reach a certain value, the stages will occur earlier
in populations selected for intermale competition. For instance, this could
explain the report (Westney, Jenkins, Butts, and Williams, 1984) that at
11 years, 60% of black males had reached the stage of accelerated penis
growth, while in a white sample this stage was reached at an average of
12 1/2 years. This genital stage significantly predicted onset of sexual
interest. The correlation between physical development and behavior is
most plausibly interpreted as being due to there being a common genetic
cause for both the penis development and the behavioral maturation (probably
testosterone related). Udry, Billy, Morris, Groff, and Raj (1986) have
shown that free testosterone predicts the onset of sexual motivation and
behavior.
Lynn (1990) has argued that differences in testosterone could explain
many of the observed racial differences, including the racial ordering
in prostate cancer rates (Negroids highest, Caucasoids intermediate, Mongoloids
lowest). Testosterone was 19% higher in black college students than in
white students (Ross, Bernstein, Judd, Hanisch, Pike, & Henderson,
1986). Ellis and Nyborg (1992) have documented higher male testosterone
levels in black veterans than in white veterans, although the magnitude
of the difference appears too small to explain much of the behavioral difference.
Prenatal or puberty differences have yet to be examined. Prenatal and pubertal
testosterone play a major role in the emergence of masculine behavior (Gandleman,
1992, chapter 3). Olweus (1986) has shown in Swedish boys aged 15-17 that
testosterone levels predict physical and verbal aggression. Testosterone
levels have substantial heritability (Meikle, Bishop, Stringham, &
West, 1987). High Negroid prenatal and postnatal testosterone could explain
their more muscular body build, their deeper voices, their greater aggression,
their greater dominance drive, their strong sex drive, and their shorter
lives. Unfortunately, high testosterone correlates negatively with male
occupational success (Dabbs, 1992) .
Thus, sex hormone differences could explain many racial differences.
A strong point of differential K theory is its apparent parsimony. A large
number of seemingly unrelated differences can be explained by a single
evolutionary theory. If many of the differences trace to a single direct
cause, sex hormone levels, or other ultimate causes that act through the
sex hormones, then other theories are equally parsimonious.
Possibly, some other variable, such as monoamine oxidase levels, that
affects multiple racially variable aspects of personality (Zuckerman, 1983,
pp. 55-57), could explain many of the observed differences. Ellis (1991,
p. 238) cites three studies showing that blacks have significantly lower
monoamine oxidase levels than whites. Monoamine oxidase appears to be related
to criminality, impulsiveness (Wilson, 1993), and sensation seeking (although
the latter appears to be lower in Blacks [Ellis, 1991, p. 238]). Recently,
further evidence of a link with aggression has been found through finding
a family with a genetic defect in monoamine oxidase formation which lead
to high levels of aggression in male carriers (Brunner et al., 1993).
Paternal investment theory deals with natural selection among males.
The effects of such selection probably altered female traits also. Most
human genes relevant to behavior have similar effects in both sexes (for
instance, Eaves et al., 1989, p. 99). If the genes contribute greatly to
male reproductive success and have relatively little effect on female reproductive
success (as appears likely for many of the genes discussed above) male
and female genotypes will both reflect selection for male reproductive
success. Recall the earlier discussion of the effect of polygyny on height.
This mechanism is consistent with Rohner's (1976) cross-cultural survey
finding, that "the level of aggressive behavior displayed by children
of one sex varies directly with the level of aggression among children
of the other (r=.88, p<.01)." Similar results were found for adults.
However, behavior relevant genes can affect only one sex, especially
if acting through testosterone, or other sex hormones. For instance, a
gene acting only on the testes would affect only males. Races differ in
some traits, such as in impulsivity and risk taking, that are affected
by different genes in males and females (Eaves et al., 1989, p. 269).
Draper & Harpending (1988, p. 350) note that, "These father-absent
females recognize that male parental effort is not crucial to reproduction
and they are less coy and reticent, engage in sexual activities earlier
and with less discrimination, and form less stable pair bonds."
All other things equal, females who start reproducing early leave more
descendants. If the mother (or her female relatives) can rear the children,
early opportunities for pregnancy should be accepted, especially if the
genes are from a dominant and aggressive male. However, in cold climates
other things are not equal, and waiting for a male who will provision her
promotes female reproductive success. A female who has a child by a non-loyal
male reduces her chance of catching a provisioning mate. If she does get
one, he may be unwilling to support another man's child. Such male behavior
reduces or eliminates the reproductive utility of having taken the first
opportunity to be impregnated.
Females benefit reproductively from obtaining genes for success at polygyny
or extra-marital matings. Females might benefit reproductively from mating
a male who had exhibited his mating success, even if this implied less
provisioning. Thus the model would predict tropical females would mate
earlier than northern females, and would be more accepting of mates who
were aggressive, dominant, self confident, non-empathetic, etc. Even if
these traits appeared unlikely to lead to marital happiness, males exhibiting
them probably had genes conducive to mating success. Northern females would
prefer males who exhibited provisioning behavior, and traits conducive
to it, such as altruism and empathy. Thus, cold climate females would be
selected for the behavioral restraint or weak sex drive needed to resist
taking the first mating opportunity, and for the intelligence to detect
the courting male who will likely provision her. The earlier marriages
and higher illegitimacy rates among Negroids are consistent with being
less selective in accepting mating opportunities. The higher child abuse
in Negroids (often by husbands or boyfriends) is consistent with less selectivity
in mate choice, and possibly with more often choosing aggressive males
for mating.
The prediction than Negroid females would select mates more for good
genes than for a promise of provisioning is supported by Staples &
Johnson's (1993, pp. 111-112) observation that, "Black women demonstrate
a stronger preference for a physically attractive man than her White counterparts,"
although they complain that "When personal characteristics that are
genetically influenced make such an important difference in a person's
status, a genetic determinism emerges that is very similar to the operation
of racial attitudes."
If securing male paternal investment is critical to female reproductive
success, females should devote more effort to securing and keeping a provisioning
husband than if such a husband is not critical. Notice that a low level
of male mating effort is expected to correlate with a high level of female
mating investment in this mode. In contrast, in a simple r versus K model,
if one sex is high on mating effort the other sex would be expected to
be also. Women evolved to attract and retain husbands would be expected
to derive satisfaction from fulfilling the role of wife. Among whites (apparently
college educated), 74% of women would choose the role of wife over that
of mother, while only 50% of black college women, 24% of "middle"
status black women (described as upper-lower class), and 16% of low status
black women made that choice (Bell 1971, p. 254).
Males persuing a high mating effort strategy (low provisioning) would
probably be less satisfactory as mates. Thus, it not surprising that 100%
of married white women stated they would marry again if they could live
their life over, while only 88% of black college educated women, 64% of
the"middle status" blacks, and 36% of the low status blacks made
that choice (Bell, 1971, p. 254). In considering these answers, it must
be remembered that college educated women were a much lower percentage
of the black population, so their answers were probably less typical of
all blacks than the college educated were of all whites.
A similar lack of desire to live with ones lover is reported from Jamaica.
Among Jamaican black females many actually prefer a "visiting"
relationship with their man (i.e. one where the partners live separately,
but have sexual relations leading to children) to a common law marriage
where the man lives with them (Roberts & Sinclair, 1978). Of course,
this may say more about the relevant men, than about the women.
Where males are more aggressive, one would expect females to need to
be more aggressive in order to deal with their mates successfully. Where
devoting energy to provisioning is not in the male's reproductive interests,
females who aggressively assert their rights might be more successful than
those who are more passive.
Where the males devoted much of their efforts to mating, leaving the
females to provision themselves and their children, females would be strongly
selected for traits conducive to successful gathering, such as initiative
and a willingness to work hard. Males would be less strongly selected for
willingness to do hard continuous work (although they might be selected
for the quick burst of energy needed for fighting). Males might even benefit
reproductively from laziness, if that led them to remain in camp where
they could mate extra-maritally. Thus, the prediction is that tropical
women would appear harder working than tropical males.
While direct evidence on this prediction is lacking, many have noted
the greater occupational and educational success of U. S. black females
relative to black males (see Taylor, 1992, p. 25). Black females earn 99.0%
of white female annual earnings, versus 64.6% of white male earnings by
black males (Jaynes & Williams, 1989, Table 6-5). The personality traits
that were required to feed an African family, both in gathering and in
agricultural times (notably consistent, continuous effort), are more consistent
with occupational and educational success in an industrial society than
those required for achieving multiple matings for males (aggression, for
instance). African females without these traits probably left fewer descendants.
A low level of male provisioning appears to have existed in sub-Saharan
Africa both pre and post agriculture. Even in contemporary Africa, the
women appear much more industrious than the men (Lamb, 1987, p. 38).
Why the Emphasis on Hunter-Gatherers? So far this study has focused
on the selection for mating versus provisioning during the long hunter-gatherer
period. This hunter-gatherer emphasis is traditional in sociobiology, since
Homo sapiens have been hunter-gatherers for 99 percent of their time here
on earth. Disagreement continues among experts as to just when modern humans
emerged (Gee, 1992; Harpending, in press) and how long current races have
existed. Mountain, Lin, Bowcock, & Cavalli-Sforza (1992) have shown
the classifications that result from using several different methods. Their
descent trees and those of others (Zhao and Lee, 1989; Nei & Roychoudhury
1993) agree that the largest genetic difference is between Africans and
all other populations.
Recent interpretations of mitochondrial DNA mismatch distributions are
consistent with the existence of racial differences. Harpending, Sherry,
Rogers, and Stoneking, (1993, p. 494) report that "Given these caveats,
our results show that human populations are derived from separate ancestral
populations that were relatively isolated from each other before 50,000
years ago," and (p. 495), "The existence of between-group differences
far older than within-group differences implies that the late Pleistocene
expansion of our species occurred separately in populations that had been
isolated from each other for several tens of thousands of years."
An alternative to the "out of Africa" hypothesis for human
origins is the multi-regional hypothesis. Recently, two well preserved
Homo erectus fossils in China were found that displayed many characteristics
similar to those of current Mongoloid populations (Tianyuan & Etler,
1992). This discovery that possibly the early races were the ancestors
of the current races. Under either hypothesis, there would have been time
for racial differences in behavior to have evolved.
It is clear from the differences in skin color and other traits that
human populations have been separate for long enough for major differences
to have emerged. These adaptations to climate are believed to have emerged
through small differences in survival rates among carriers of different
genes. For instance long noses are believed to warm and humidify the air
entering the lungs in dry or cold climates (Krantz, 1980, pp. 101-118),
presumably reducing the death rate from respiratory diseases. Long periods
are required for such small differences in survival to produce observable
differences between populations.
In contrast, differences in mating success have the potential for comparatively
rapid changes in gene frequencies. Just consider the difference in number
of descendants between a male who has children with two wives, and one
who has only a single one in areas where survival does not require male
provisioning. Any personality traits that handicap a male in obtaining
the second wife in such areas would be strongly selected against. For instance,
Chagnon (1988) has reported that the Yanomamo males unokais (one who has
killed another, usually in a raid) enjoyed higher marital success (1.63
wives per male versus .63 for non-unokais) and had more offspring (4.91
versus 1.59). If certain personality traits (aggressiveness, courage, sensation
seeking) contribute to achieving unokais status, selection for these traits
could be very rapid, much more rapid then selection that depends on merely
slightly lower death rates for carriers of certain genes. In particular,
population differences in personality relevant to marital success should
emerge quicker than differences in noses. The observed differences in noses
between populations imply that there has been time for mental differences
to have emerged.
Recently, the a behaviorally relevant alle was shown to vary with race,
being more common in blacks than whites (Blum, et al. 1991) The relevant
gene (the D2 dopamine receptor gene) is associated with severe alcoholism.
It is easy to imagine that alcoholics would be avoided as mates, and that
once alcohol was abundant in a society that the genes contributing to it
would be rapidly selected against.
Thus, from the observation that populations differ in skin color and
related traits whose frequency is determined by differential survival,
we can deduce that northern and southern populations have been separated
long enough for differences in personality variables that affect mating
versus provisioning to have emerged.
Once a population had evolved drives for low paternal investment and
high mating effort, these genes would survive the adoption of agriculture.
Men would devote their efforts to acquiring additional wives, and to mating
with other available females. This would be especially likely if technology
was such that a female could raise enough food to provision herself and
her family, as is frequently the case in tropical horticulture. Thus, the
paternal investment versus mating theory predicts that polygyny would be
more common among tropical origin populations.
The model predicts the pattern of current polygyny. In White's (1988,
p. 553) map of what he calls male stratified polygyny with autonomous cowives
("autonomous cowives" means that the wives basically support
themselves) Africa is conspicuous. Interestingly, several New World examples
are among Negroid or mixed populations (Saramacca, Goajiro). Pebley and
Mbugua (1989, p. 338) report that "throughout most of southern West
Africa and western Central Africa, as many as 20 to 50% of married men
have more than one wife," and that "The frequency is somewhat
lower in East and South Africa, although 15 to 30% of husbands are reported
to be polygynists in Kenya and Tanzania," confirming Welch & Glick's
(1981) summary of official statistics. In contrast, in Arab Muslim countries
only 5 to 12% of men have more than one wife. While polygyny occurred in
Europe and Asia, the rates do not appear to have been as high. Much of
their polygyny was in ruling class harems.
The average polygyny rate in each of several "culture areas"
was calculated from a tabulation provided by Hartung (1982), whose measure
correlates with other measures of polygyny (Low, 1987). The highest was
39% for sub-Saharan Africa. The second highest was 21% for the Island area
(including Australia, Indonesia, Polynesia, and Madagascar) which is populated
by people that appear to have evolved in warm areas of Southeast Asia.
The rates for societies containing Caucasoid (circum-Mediterranean, 15%)
and Mongoloid (Eastern Eurasian, 10%) peoples are much lower, with the
rates for North (11%) and South American (11%) natives resembling those
of other Mongoloid peoples. These rates seem low, even where polygyny is
culturally acceptable.
It was argued that during the hunter-gatherer period stronger mating
drives emerged in warm areas where winter gathering was possible, and these
survived the coming of agriculture. To test this theory, a regression of
polygyny on latitude was computed giving (standard errors in parenthesis):
Percentage Polygyny= 32.1 - 0.481 latitude R2=0.098
(2.5) (0.098)
A highly significant effect exists for the Old World considered alone:
Percentage Polygyny= 35.0 - 0.56 latitude R2=0.11
(2.8) (.13)
However, the New World lacks a statistically significant correlation
of polygyny with latitude. This lack is striking, and inconsistent with
the Old World correlation being caused by the environment somehow affecting
culture. Africa's high polygyny rate has been associated with its lack
of animal drawn plows (possibly due to tsetse fly infection eliminating
draft animals or due to failure to invent or to adopt the device) (see
Burton & Reitz, 1981; Goody, 1976; White & Burton, 1988). Animal
drawn plows are argued to require male operation, and a male cannot plow
enough land to support several families. However, the low New World polygyny
(prior to the European arrival), where the lack of suitable draft animals
also prevented plow agriculture, presents a problem for this theory. The
New World uniformity across latitudes can be explained by inadequate time
for climate to have affected gene frequencies related to polygyny. This
explains why New World polygyny rates resemble those of other Mongoloids.
Admittedly, African conditions were such that a woman engaged in horticulture
could continue to support herself and her offspring. There was a low population
density (possibly due to disease) which made shifting cultivation possible.
Such slash and burn horticulture has a high per unit labor output (Boserup,
1970). This is because newly cleared land is relatively fertile. In such
conditions females can grow enough food for themselves and their children,
making it possible for the males to continue their old high mating effort
strategy. Males who diverted effort from mating to tending crops would
have increased their offspring's survival too little to offset the reduction
in the number of children fathered. There are other theories.
Low (1988, 1990) argues that pathogen stress leads to polygyny, through
increasing the female incentive to seek genetically superior males. Her
data does show a statistically significant relationship between polygyny
and pathogen exposure, although the relationship may reflect only the above
noted tendency for polygyny to be more common in tropical areas, and the
higher disease rates within these areas. Besides Low's mechanism, high
pathogen levels could lead to polygyny through lowering the population
density to where land productivity was high enough so that females did
not require male provisioning. The story then becomes very similar to the
argument of this paper.
Hrdy ( 1992, p. 434) has concluded that in horticultural Africa that
"Matrilineal social organization combined with female-centered horticultural
practices mean that by and large male investment is not critical for child
survival and well-being. . ." These are presumedly the conditions
in which the optimal male strategy is to emphasis mating rather than paternal
investment.
The theory here is that polygyny is a least partially a response to
an evolved male desire for sexual variety. This theory has appeared before,
only to be quickly dismissed. G. Lee (1979, p. 702) claimed there was no
biological evidence in favor of the view that males had a predisposition
for variety in sexual partners, and that "there is no reason to expect
the properties of the male sex drive to differ across cultures." Male/female
differences in the nature of sex drives are now a stable in sociobiology
(Symons, 1979), while this paper provides a plausible reason for the properties
of the male sex drive to vary across cultures. It should be noted that
in a society where polygyny is both accepted and practical (i.e. a typical
man can support more than one wife and her offspring), males who lack the
drives which lead to polygyny will leave fewer descendants, and such drives
will be selected for, or more strongly selected for, than in other societies.
Where polygyny is either forbidden, or not usually practical (i.e. multiple
wives can not be successfully provisioned), the drives may be selected
against, especially if they reduce the provisioning of offspring, or lead
to conflicts with other males. Thus, conditions that lead to polygyny are
likely to select for male characteristics that will lead to its continuation.
However, in the proposed theory, the drives had been earlier selected for
in the hunter-gatherer stage, and favorable conditions in many tropical
lands (low enough population densities so that women could grow enough
food to support themselves and their offspring) merely permitted polygyny
to become widespread, and continued the selection for drives leading to
mating success.
Thus, African polygyny is probably not recent, but has existed since
the early days of African agriculture. Notice how evolutionary reasoning
can provide evidence about the period before a written history.
Once males had multiple wives, they rationalized their behavior. Many
will protest that culture is independent of biological drives, and that
it has entirely separate origins. Here mores are argued to be affected
by actions, as well as to affect actions. If someone doubts man's power
to rationalize what his drives lead him to do, he might consider homosexuality.
There is a remarkable correspondence between acceptance of homosexual acts
and homosexuality (defined as a type of sexual orientation). Relatively
few homosexuals (i.e., those with strong attractions to those of the same
sex) strongly condemn homosexual acts. Current scientific evidence is that
homosexuality has biological correlates (Allen & Gorski, 1992; Bailey
& Pillard, 1991; Bailey, Pillard, Neale, & Agyei, 1993; LeVay,
1991), and probably a biological basis. If biology does not influence mores
(a cultural variable), why the strong correlation between homosexual drives
and having mores permitting acting on such drives?
As a thought experiment, it may be useful to imagine the sexual culture
and mores that would emerge on an island occupied only by homosexuals (perhaps
as a result of exile). As an even stronger thought experiment imagine an
island inhabitant by Lesbians who were supplied with sperm from males conducive
to offspring being Lesbian. Very likely, in a few generations the culture's
sexual mores would be quite different from those of a heterosexual population.
As another thought experiment, imagine a good family man who becomes
involved with an attractive female worker at a Christmas party. Surely,
he would be less condemning of extramarital affairs afterwards.
Work with bisected brain patients and other sources suggests the left
hemisphere of the brain has an "interpreter" which provides interpretation
for actions undertaken for reasons it is not conscious of (Gazzaniga 1992,
pp. 121-137). While culture clearly influences behavior, behavior and the
drives leading to it may also influence culture.
It should be noted that the African polygyny with autonomous cowives
would select for a high level of mating effort relative to provisioning
effort, and continue a pattern that had probably emerged earlier in hunter-gatherer
times. If the argument regarding hunter-gatherer conditions is rejected,
African patterns of horticulture with the potential for wives to be self
supporting may have existed long enough to select for some of the same
traits (especially allowing for the difference in reproductive success
among males who differ in their ability to acquire self-supporting wives).
Where males are following a high mating effort strategy, fathers will
frequently leave their mates while the children are young and still dependent
on their mothers. In such circumstances, the link with the mother will
appear more important than those with the father. It then becomes logical
to trace descent through the mother rather than the father. This is a plausible
explanation for the observations that matrilineal systems are most frequent
in simple horticultural systems (Aberle, 1962, Table 17-4), where females
supply most of the agricultural labor (i..e. male provisioning is not necessary).
Indeed, Schneider (1962, p. 16) asserts that, "The institutionalization
of very strong, lasting, or intense solidarities between husband and wife
is not compatible with the maintenance of matrilineal descent groups.S
and that (p. 22) RIn matrilineal descent groups the emotional interest
of the father in his own children constitutes a source of strain . . ."
To argue that cultural differences led to appreciable differences in
gene frequencies one must argue that the relevant cultural differences
have persisted for a very long period, given the slow speed at which natural
selection operates. One should provide a plausible explanation for the
persistence of the cultural differences. Cultural differences due to random
drift probably do not last long enough to produce appreciable differences
in gene frequencies. However, cultural differences due to environmental
features can persist long enough for natural selection to change gene frequencies.
Suppose African polygyny can indeed to be traced to a low population density
(perhaps disease caused) which makes fertile land abundant enough so that
wives can support themselves and their children. Then such a pattern could
persist for long enough to shift gene frequencies in directions conducive
to mating success.
Of course differences between populations in the frequency of behavior
relevant genes could arise without being related to differences in appearance,
or "race." One plausible place to look for differences would
be between populations dependent on herding and those dependent on agriculture.
Several observers have noted higher levels of aggression in herding populations.
Edgerton (1971) discovered that herding populations are more aggressive
than agricultural populations in four East African cultures. Livestock
is easily stolen since it can merely be driven away, while crops usually
must be harvested and then carried away. Already harvested crops are likely
to be in defended storehouses. Thus, in herding areas a pattern of raiding
for livestock emerges. Herders appear to be very fierce and willing to
fight. Herding is a subsistence method that emerges in certain geographical
areas (notably those too dry for agriculture and not easily irrigated).
Herding may have been used by certain populations for a very long period,
and populations may have been selected for the personalities suitable for
raiding or for defending against raids. Higher levels of lactose tolerance
in certain milk drinking herders (Bedouins for instance) suggest that they
have been dependent on milk from their herds for long enough for gene frequencies
to have been altered (Durham, 1991)
Of course, once gene frequencies conducive to devoting efforts to mating
at the expense of provisioning had emerged for any reason, a transfer of
the populations to other environments would result in a continuation of
high mating effort and low provisioning. The forced transference of Africans
to the New World provides an opportunity to test this prediction in a manner
analogous to the adoption study in behavior genetics.
Interestingly, a pattern of weak husband-wife attachments with a succession
of liaisons exists in New World populations of African descent, such as
in the Caribbean, with its high percentage of female headed households
(see Otterbein, 1965, Table 1, column 4 for the percentage in many societies,
and Weinstein [1962, chap. 3] for a description of mating in the U. S.
Virgin Islands). Smith (1962, p. 263), after describing several Caribbean
systems with frequent changes of mate, notes that European societies have
maintained monogamous systems since Tacitus, while West Indians rejected
it. While he does not mention genetics, he does describe the extremely
brittle marriage systems of the polygynous Hausa of Nigeria, in which the
typical woman marries three or four times between menarche and menopause
(p. 257). He describes how formal polygyny is not accepted on Carriacou
Island (presumably because of church and government opposition), but describes
a system where men frequently mate simultaneously with two women, each
living separately (p. 29-30).
Roberts & Sinclair (1978) document the Jamaican system, which they
report closely resembles the system among Trinidad Negroes (but not Trinidad
Indians), with widespread "visiting" unions which produce children
without the parents living together. They point out that the Jamaican marriage
pattern appears to have been stable since the last century in spite of
many political, economic, and social changes, an observation that appears
inconsistent with it being a cultural holdover from African days, and with
it being a result of slavery. Both cultural models would have predicted
some response to the government and church pressures to adopt a more European
mating system.
These Caribbean family systems appear to be low paternal investment
ones not only because the fathers frequently do not live with the families,
and there are multiple partners during their lifetime, but also because
the fathers appear to make relatively small financial contributions to
the support of their mates and children, even when they live together (Roberts
& Sinclair, 1978, p. 64 and their case studies)
The New World Negroid pattern has frequently been explained as a continuation
of African culture. "Retention of African polygamous practices was
observed by nineteenth-century abolitionists working in the Sea Islands
off the coast of South Carolina" (Staples & Johnson, 1993, p.
142). Sudarkasa (1988, p. 31), after noting that "African conjugal
families normally involved polygynous marriages at some stage in their
development," suggests that polygyny is reemerging in the American
black community. Herskovits, who emphasizes the continuity of African traditions,
comments that (1947, p. 299), "the father, as in Africa, remains on
the periphery of the nucleus constituting the household, whose center is
the mother, a grandmother, an aunt." Alternatively, the matrifocal
ex-African family can be viewed as a social adaptation (possibly with a
genetic component) to a male genetic strategy of low paternal investment,
and high mating effort. Among American blacks, very high illegitimacy rates
(66.7% of black women who bore a child in the last year were unmarried,
versus 16.9% of whites, and 6.9% of Asians and Pacific Islanders [Bachu,
1993, table B]) show the continuation of a pattern of weak paternal investment.
Although the percentage of black children living in families headed by
women has been increasing (as has the white rate), it appears to have been
consistently higher than the white percentage (Morgan, McDaniel, Miller,
& Preston, 1993). Of course, the two parent black family has been common
in the US, and Gutman (1976) has shown that in slavery and afterwards it
was the most common pattern, although he does not claim that the black
pattern was the same as the white pattern.`Recent historical research using
a sample of Census returns shows that many never married black women with
children apparently reported themselves as widows in the Census of 1910
(and presumably in other censuses), making the true rates of illegitimacy
appear lower than they really were (Preston, Lim, & Morgan, 1992).
Bulcroft & Bulcroft (1993) found a relatively minor difference between
white males and white females in the desire to marry, but a much larger
differences between black males and black females. For instance, the percentage
of white males not desiring marriage aged 19-25 was 12.6% versus 11.2%
for white females. Black females were similar at 12.7%, but 22.8% of black
males did not desire marriage. The authors present evidence that the most
important explanation for the black male's lower interest in marriage is
a belief that it will not have a positive effect on their sex lives. While
the authors interpret this as being a result of the favorable sex ratio
black males enjoy, the pattern of results could be explained by the hypothesis
of this paper. It reflects the blacks male's low paternal investment strategy,
with a strong desire for sexual variety (inconsistent with American monogamous
marriages) being one of the mechanisms that evolved to direct his primary
efforts to mating.
Ethnographic accounts of life among American lower class blacks also
report that black females desire traditional marriages, while black males
are reluctant (E. Anderson, 1989). Notice that ethnic culture cannot explain
differences between black males and females since both share the same ethnicity,
while the observed difference is well explained by the black males having
been selected in Africa to use a low paternal investment strategy. The
reproductive interests of black females both in Africa and in the US is
served by being mated to a male who will make high paternal investments.
These patterns of weak pair-bonding, and low levels of male provisioning,
are sometimes explained as a residue of plantation slavery. Testing this
theory requires finding a New World African origin population that lacks
a history of plantation slavery. Such a population exists. It is the Black
Carib (coastal Belize, Guatemala, and Honduras), who are the descendants
of survivors of slave ships wrecked before reaching the plantations, and
who intermarried with the Carib natives (and later with other blacks).
Still there emerged a pattern of multiple marriage partners during life,
with some having simultaneous wives (Gonzalez, 1969, p. 72). This mating
pattern appears quite similar to the pattern among other New World African
origin populations.
The evidence provided by ex-Africans in the New World is important because,
like the adoption study in behavior genetics, it alters the environment
while leaving the genes unchanged (although often mixed). Since culture
seems to change rapidly among immigrants to a new land, it is hard to imagine
much of the original African culture having survived the voyage to the
New World, and the many generations of influence by Christianity and other
aspects of Western cultures.
Differences in selection for provisioning versus mating may explain
other cultural regularities, such as the association between father-absence
and aggression or crime (Whiting, 1965; Bacon, Child, & Barry, 1963).
Draper & Harpending (1987, p. 349) have stated "father present
societies are those where most males act like dads and father absent societies
are those where most males act like cads," and have described other
characteristics of the two types of societies. For instance, father absent
societies are associated with local raiding and warfare, hostile relations
between men and women, higher level of male violence, male public bombast
oratory and rhetoric, transient bonding between males and females, less
male direct provisioning, and women devaluing the male paternal role.
Draper and Harpending recognize the relevance of paternal investment
theory (their theory involves early childhood experiences), but do not
predict which societies will be father-absent ones (but see Belsky, Steinberg,
& Draper, 1991, for an update). The alternative proposed here is that
father-absence exists in descendants of tropical hunter-gatherers (which
include most so-called middle-range societies practicing non-intensive
agriculture), while the father-present pattern exists in descendants of
northern hunter-gatherers (including the wet rice and other plow-using
grain growers).
Whiting & Whiting (1975) use the label, the "aloof societies."
They document an association between spouses sleeping apart and male aggressivity.
In their theory, male children deprived of father contact compensate by
becoming hyper-masculine and aggressive (notice the effect contradicts
the simple hypothesis that male children learn aggression from frequent
contact with their fathers, since father absence would then reduce aggressivity).
The provisioning versus mating model suggests that tropical selection for
mating success produces both polygyny (which leaves males with less opportunity
to interact with their children) and male aggression.
As an additional factor, males not selected for provisioning would be
less nurturing, and would not desire to spend time with small children.
This would make them more likely to live away from their wives. In addition,
a hyper-masculine male would not be very pleasant to live with, and the
wives would probably be content to live apart from him. Part of the individual
level correlation between criminality and father-absence (R. Anderson,
1968) may be due to "hyper-masculinity" leading to both.
Likewise, White and Burton (1988) have documented a relationship between
warfare and polygyny. While the mechanisms they describe (such as marrying
captives) are plausible, an alternative is that both result from a complex
of traits, including aggressiveness, that reflect selection for mating
success. White and Burton end their paper by noting that their model works
less well for the New World, where the polygyny is different from the general
polygyny they describe. They note (p. 884) that, "Much of New World
polygyny appears to be of a different pattern, in which wives tend to be
related to one another and to live in the same house." As noted, the
genetic theory proposed here predicts lower rates of general polygyny in
the New World, whose natives descended from relatively recent North Asian
immigrants.
The above sexual selection theory was developed by considering the data
assembled by Rushton on the major races, Mongoloid, Caucasoid, and Negroid.
As seen, it seems to fit well.
However, there are other groups which are often considered distinct
from the major races, Australian aborigines, the "brown" people
of Southeast Asia, Polynesians, Micronesians, etc. Other populations appear
to be mixtures of original populations. A climatic adaptation theory predicts
that populations evolving in the tropics will resemble Negroids in their
behavior and life history. Differential K theory makes no such prediction
until it is specified how variable or predictable the area they evolved
in is. If it is tropical rain forest, it would be of low variability, and
one would expect them to be K selected.
While the writer's impression is that these other groups do resemble
Negroids more than they do Mongoloids in their behavior, no systematic
investigation has been undertaken. These peoples provide a holdout population
that others can use to test the hypothesis proposed here.
An interesting population to examine would be the pygmies of various
tropical rain forest groups. Their diminutive stature shows that they have
been separated from their neighbors long enough to be physically different.
These are predictable climatic areas, for which differential K theory would
predict K traits. It is here hypothesized that they will have most personality
and life history traits similar to those of their tropical neighbors.
Climatic theories predict gradual shifts in gene frequencies. As one
moves towards the Arctic, isolated populations should evolve more in the
Mongoloid direction. The theory here predicts that the more cold adapted
groups among the major races, such as the Eskimos among the Mongoloids,
will exhibit an even greater contrast with the tropical peoples than typical
Mongoloids. Likewise, as one moves south, the behavior should shift in
the tropical direction. Thus the northern European Caucasoids should resemble
the Mongoloids more than those further south, and the Mediterranean Caucasoids
should resemble the Negroids more. While formal studies appear lacking,
the reported greater sociability, macho complex (Peristiany, 1965), and
acceptability of mistress keeping among Mediterranean peoples, and the
higher levels of behavioral restraint further north, appear to be as predicted
by the existence of a male provisioning versus mating cline.
Thus, the provisioning versus mating theory is testable. Hopefully,
further research will test it.
Offspring survival in cold climates requires provisioning by male hunters,
while it is not critical in warm climates. Thus, the optimal male tradeoff
between seeking copulations and provisioning depends on the climate. Hence,
the colder the climate a population evolved in, the more they should have
evolved drives that lead to provisioning (altruism, sexual restraint, rule
following behavior) while in tropical areas the drives should have evolved
towards competing for mating opportunities (which implies dominance seeking,
aggression, high masculinity, extraversion etc.). This can explain many
of the observed differences between the major races. While cultural explanations
exist for many of the behavioral differences, they are unable to explain
such differences as body build, genital length, muscle structure, bone
structure, the size of the liver, testosterone levels, and monoamine oxidase
levels, all of which are explained by the paternal investment versus mating
success theory.
Edward M. Miller
Professor of Economics and Finance
University of New Orleans
New Orleans, LA 70148
emmef@uno.edu
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